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SEC Division of Examinations 2025 Priorities

November 14, 2024

Article

Winston Attorneys Author “Alternative Funds 2024 — USA” Chambers Global Practice Guide

October 17, 2024

Recognitions

Winston & Strawn Recognized in The Legal 500 U.S. 2024

June 12, 2024

Sponsorship

Winston Sponsors the 2024 AIMA Digital Assets Conference

May 2, 2024

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2023 Pro Bono Impact Report

May 1, 2024

Seminar/CLE

Winston and AIMA Host Workshop on Private Fund Focus on Regulatory Trends, Compliance Practices, and SEC Initiatives

March 12, 2024

Client Alert

2024 Investment Management Regulatory and Compliance Calendar and Guidebook

January 31, 2024

Recognitions

Winston Ranked in Leaders League 2024 for Brazil – International Firms, Capital Markets

November 3, 2023

Webinar

The SEC’s Private Funds Rule Webinar

October 18, 2023

News

SEC Risk Alert: Investment Adviser Examinations

September 14, 2023

Client Alert

Summary of the SEC’s Private Fund Adviser Rules

August 30, 2023

Client Alert

SEC Risk Alert: EXAMS’ Review of Marketing Rule Compliance to Focus on Testimonials/Endorsements, Third-Party Ratings, and Form ADV

June 13, 2023

Recognitions

Winston & Strawn Recognized in The Legal 500 U.S. 2023

June 7, 2023

Client Alert

Division of Exams Issues Risk Alerts On Safeguarding Customer Records at Branch Offices And LIBOR-Transition

May 16, 2023

Sponsorship

AIMA Digital Assets Conference 2023

May 11, 2023

Client Alert

SEC Adopts Amendments to Form PF that Affect Large Hedge Fund Advisers, Private Equity Fund Advisers, and Large Private Equity Fund Advisers

May 10, 2023

Client Alert

SEC EXAMS Issues Risk Alert for Newly-Registered Advisers: Important Considerations and Observations

April 6, 2023

Client Alert

SEC Proposes New Safeguarding Rule to Replace Custody Rule, With Widespread Implications

March 6, 2023

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