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Class Action Insider
|November 27, 2023
|10+ Min Read
In recent years, the UK has seen a rising trend of individuals coming together to collectively bring claims against large companies due to the introduction of new European procedural rules allowing for “collective actions”.
Client Alert
|September 9, 2020
|10 Min Read
New SEC Rule Will Require Updates to Private Fund Documentation and Policies
The new rule amends the definitions of accredited investor and qualified institutional buyer, in order to allow a broader range of persons and entities to participate in certain private placement investment opportunities
Client Alert
|June 3, 2020
|9 Min Read
CFTC Proposes to Streamline Reporting Requirements for CPOs
On April 14, 2020, the Commodity Futures Trading Commission (CFTC) unanimously approved a proposal to amend certain compliance requirements for commodity pool operators (CPOs) in Regulation 4.27 and Form CPO-PQR (the Proposal).[1] In general, the Proposal eliminates certain pool-specific reporting requirements in existing Schedules B and C of Form CPO-PQR and amends the information in existing Schedule A of the form to (i) request Legal Entity Identifiers (LEIs) for CPOs and their commodity pools, and (ii) eliminate questions regarding pool auditors and marketers. Further, the Proposal requires all CPOs (regardless of their size) to file the amended Form CPO-PQR on a quarterly basis, but would allow CPOs to file NFA Form PQR in lieu of the revised Form CPO-PQR. Conversely, the CFTC would no longer accept filing Form PF by dual registrants in lieu of the revised Form CPO-PQR.